Private Fund Advisers: An Overview of the Regulatory Landscape for the General Practitioner

NAPABA Solo & Small Firm Network Webinar Series 

Thursday, Dec. 8, 2016 | 4 p.m. EST

Speakers | Justin Shigemi and Michael Spiro (Finn, Dixon & Herling LLP), and Brad Kruger (Ogier)

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Private fund advisers need to deal with a number of different federal and state laws and regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, the Employees Retirement Income Security Act of 1974, the Internal Revenue Code of 1986, state blue sky laws, and, in the case of offshore funds in the Cayman Islands, a number of Cayman Islands Monetary Authority (CIMA) laws and regulations.

This webinar will provide an overview of the regulatory framework for private funds and how those regulations may apply in situations faced by the general practitioner.

Please e-mail Peter Sabido, co-chair of the SSF Network at¬†[email protected] for any questions.

National Asian Pacific American Bar Association | 1612 K St. NW, Suite 510 | Washington, D.C. 20006 | www.napaba.org